Who We Are

C&A Consulting LLC (‘C&A’) is an established financial consulting firm, providing strategic advisory and business and operating management services expertise and regulatory oversight and governance services.

Our Practices

C&A Consulting’s practices provide advisory services for the large financial services industry and capital markets participants, as follows: 

  • Mortgage Loan Processing, Operations and Servicing
  • Financial services, Oversight and Governance, and Reporting
  • Technology platforms, Data Management Governance, Business Process Services
  • Alternative Investment Management (Private markets, Private equity, Real estate, Hedge funds, Family office)
  • Institutional Investment Management (Public/Private Pension funds, endowments, foundations)
  • Broker Dealer / Wealth Management / Banking
  • Third-party Administration Service Providers

We bring significant expertise, insight and experience to help organizations achieve operating performance excellence.   Our consultants lead with innovative strategies and high-performance execution to drive growth and value for clients.

C&A Consulting is passionate about working with clients.  We work alongside enterprises of all sizes and geographies, including the broader investor community, private and public companies, government organizations, banks/non-banks/broker-dealers, and service providers in technology services.  Our practice primarily serves the financial services industry, but may extend to other industries.  We improve our clients’ competitive position in their markets.

As a trusted advisor, C&A Consulting provides unmatched business, IT and operating consulting services, including strategic, operational, and technology assessments; business consulting services; business process services; complex project/program management; and, business continuity and disaster recovery planning.

  • We focus on revitalizing a firm’s operating environment and advising on the remediation and re-structuring of business operations. Our firm engages the top mortgage loan providers and servicers, alternative investment management and private equity firms, broker dealer/wealth management and capital markets participants to achieve complex and strategic transformations, often leveraging the power of technology to support our client’s vision.
  • Positioning or organically creating new business – outright revenue generation.
  • Our experience in managing regulatory oversight and governance services and creating first line/second line accountability uniquely qualifies C&A to perform both independent and operational monitor roles. We perform both the classic roles of discovery, assessment and reporting, as well as manage oversight and operationalizing of remediation requirements.   We specialize in developing dynamic, execution-oriented programs to (a) meet regulator’s objectives on internal control and management practices, (b) enforce proper business conduct and (c) achieve performance and operating soundness. 
  • C&A is committed to delivering world-class operational, technological and strategic consulting, and oversight and governance services with integrity, accountability and ethical operating principles and practices. With independent opinion, business industry experience, prudent judgment and a professional code of conduct, C&A continuously earns the trust and respect of clients, regulators and partners.


C&A Consulting’s senior leadership and executive team are passionate about working with clients to achieve operating performance excellence.  Our seasoned team of senior financial technology and business operations consultants bring expert analyses, direct line management experience in the C-Suite, and business process and technology structural insight to every engagement.

We are proud of our collaboration with government agencies and authorities to support corporate financial reform that promotes transparency and accountability to achieve the right balance of the objectives of the business, the services they bring to their clients, and proper governance in their work.  This mindset informs our approach to helping firms navigate financial regulatory and disruptive technology requirements, with proven and sustainable results.  Our goal is to develop and deploy effective programs that align with sustainable corporate reform. 

Our Approach

C&A Consulting delivers practical strategies and efficient executions, often combining complex transformations with tactical baseline assignments and flexible resources.

Examples of C&A engagements and programs developed for clients:

  • Develop and implement business product processes and operating services structure
  • Operating and technical infrastructure assessment
  • Transform operating business process and technical testing services
  • Oversight and governance structure
  • Present strategic operational solutions
  • Strategic revenue enhancement programs
  • Technology vendor evaluation and assessments
  • Identify and recommend IT and third-party vendor procurement selections
  • Business Continuity and Disaster Recovery plan
  • Business controls framework and evaluation

Our Expertise

  • C&A Consulting LLC provides world-class restructuring of business operations and technology infrastructure to best manage assets and resources to achieve growth and profitability for clients.
  • We bring deep subject matter expertise in how businesses operate, direct line management experience, and business process and technology structural insight to our engagements.
  • We are problem-solvers who like tackling complex challenges. C&A practitioners focus on transforming internal operations and controls, as well as technology, risk, and business continuity to improve our client’s market position, brand reputation and growth.
  • As seasoned practitioners, we have worked in the C-Suite as senior executives in major financial services organizations. Our direct line management experience informs our innovative thinking and hands-on, pragmatic approach to recommending executable solutions to problems that appear to be insurmountable or complicated.
  • Our team of practitioners are a resourceful network of contacts to recommend effective and efficient organizational structures, systems and processes.
  • C&A Consulting is proud of the strong network of business/industry relationships we have cultivated and established at the senior levels of many recognized industry associations and influential bodies, in both the private and public sectors. Our partnership and collaborative approach delivers successful results in every engagement.